Equity Capital Markets

Noble Financial's Equity Capital Markets team is passionate about connecting actionable research ideas with the appropriate customers in an efficient and professional manner. Our team is committed to provide our clients with meaningful access to the management teams of emerging growth companies that our experienced research team covers. We achieve transactional success for our clients by tapping into our resident expertise in Healthcare, Technology, Media & Telecom and Natural Resources sectors and through our long-standing relationships with leading institutional investors.

Institutional Sales & Trading

Our strategy is simple: know our product, understand our client's needs and work diligently to put the two together. Noble Financial's institutional equity sales & sales trading team is a combination of highly experienced Wall Street veterans and talented individuals new to the industry; individuals who can adapt quickly to the new capital markets environment. We are dedicated to providing strategic insight and reliable solutions to nearly 500 of the dominant small-cap money managers in North America by offering:

  • Timely communication of value-added information
  • Immediate access to key buy-side decision makers
  • Reliable, accurate and discreet trade execution
  • Consistent market-making liquidity provision
  • Corporate brand visibility via targeted equity conferences
  • Management Access through Non Deal Road Shows

Trading

As a market-maker in small-cap securities, our traders understand the importance of liquidity to our corporate and executive clients. Liquidity achieved with minimal market disruption and stock price diminution. With expertise ranging from NASDAQ listings, Form 211filings, At The Market Offering (ATM) execution in the U.S., and equity execution capabilities across global markets. We always strive to provide liquidity and in depth looks into the markets for our clients when it matters most.

Corporate Services

Noble is experienced in negotiating the complex Wall Street labyrinth. As a full-service capital markets organization Noble has long-standing relationships with institutional investment firms that have an appetite for smaller, growth companies. This, combined with our Equity Research, Trading, Compliance, Legal and Investment Banking services provides our corporate clients with solutions tailored to their specific needs.

We have a broad range of expertise in:

  • corporate stock buybacks
  • corporate cash management
  • directed share programs
  • financial advisory services
  • restricted stock sales
  • Form 211 filings
  • rule 10b5 plans
  • advanced wealth management

We also provide services such as full IRA services & roll-overs, trusts, defined benefits plans, 401Ks, life insurance, annuities, estate planning, and accounting and legal referrals.

Noble Client Testimonials

We take great pride in our client relationships. And we’re proud to share the observations of those who know best what it’s like to work with Noble Financial Capital Markets.

Capital Markets Team

Steven Rashkin

Director of Institutional Sales

Department:
Management

E: srashkin@noblefcm.com
T: (561) 994-5738

Steve Rashkin brings to Noble Financial Capital Markets 20 years of progressively senior management experience. Much of Steve's extensive knowledge of brokerage operations, trading, and sales (both institutional and retail) came from his 13 years with Ladenburg Thalmann - one of the oldest NYSE firms on Wall Street - where he was a managing director in their New York and Boca Raton, Florida offices. He holds FINRA Series 7,63 and 24 licenses.

Steven Rashkin, Director of Institutional Sales

Suzanne Antolini

VP Institutional Sales Trading

Department:
Institutional Sales

E: santolini@noblefcm.com
T: 561-994-5733
M: 917-414-5325
VCard: Suzanne Antolini

Suzanne Antolini, VP Institutional Sales Trading

Dennie Ceelen

CFP®, Private Client Group

Department:
Portfolio Manager/Institutional Sales

E: dceelen@noblefcm.com
T: (561) 994-5724
VCard: Dennie Ceelen

Dennie joined Noble Financial’s Private Client Group in 2002 and has provided wealth management services to Noble Clients for over 12 years. Dennie has been instrumental in the management of the company’s NEXT (Noble EXchange Traded) investment system and in 2014 became the Director, Institutional Sales. He holds a bachelor’s degree in Business Management and Administration from Northeastern State University in Oklahoma and an International Marketing and Management degree from G.K. van Hogedorp University in the Netherlands. In addition to holding various FINRA licenses, Mr. Ceelen has his Life Insurance and Annuity license and is a Certified Financial Planner (CFP). He is also a committee member of The Society of Financial Service Professionals.

Dennie Ceelen, CFP®, Private Client Group

Renny Chavanikamannil

Managing Director Equity Capital Markets

Department:
Institutional Sales

E: rchav@noblefcm.com
T: (646) 495-5138
LinkedIn: Renny Chavanikamannil

Renny Chav joined Noble Financial Capital Markets in May of 2016 as Managing Director of Equity Capital Markets. He has over 15 years of experience working with emerging, high- growth companies and has raised over $7 billion for small and micro-cap companies. Prior to joining Noble, Renny has worked in senior investment banking and capital markets positions for various firms including Roth Capital Partners and Euro Pacific Capital. Renny did his undergraduate education at the University of California at Irvine and the University of Oxford and was a member of four academic honor societies.

Renny Chavanikamannil, Managing Director Equity Capital Markets

Danny Pollitt

Head of Institutional Sales Trading

Department:
Trader

E: dpollitt@noblefcm.com
T: (561) 998-5483
VCard: Danny Pollitt

Danny has been with Noble Financial since 2008 and has gained extensive knowledge in brokerage operations, proprietary trading, and institutional equity sales. Danny earned his BBA in Finance and Management from Florida Atlantic University and holds FINRA Series 7, 63, 57 and 24 licenses.

Danny Pollitt, Head of Institutional Sales Trading

Vincent Gioeni

Institutional Sales Trading

Department:
Institutional Sales

E: vgioeni@noblefcm.com
T: (561) 998-5473
VCard: Vincent Gioeni

Vince brings over 25 years of Wall Street and management experience to NFCM with an emphasis in Equities trading and risk management. Vince has been a member of several top wholesale trading firms, including Spear Leeds & Kellogg and was an original member of Knight Securities where he was a Vice President and trading team manager. He has received his BS in Finance from St. John's University and is registered with FINRA in a Series 7, 24, 55, 63 and 65 Capacity.

Vincent Gioeni, Institutional Sales Trading